Legal Database Update
Industry: Financial Services
Client: Online Trading Brokerage
Issue:Client required assistance in researching and updating their database of laws and regulations pertaining to record-keeping obligations.
Solution:DWF Mindcrest confirmed the validity and applicability of various record-keeping legal provisions. By reviewing the entire legal authority, DWF Mindcrest identified, captured and confirmed relevant obligations.
- Rationalization of the interaction between multiple legal provisions
- Findings were updated to client proprietary work tool
- Saved client money by eliminating the need to hire local counsel
- Achieved client quick turnaround requirements