Compliance & Risk Management

By leveraging our resources, knowledge management procedures and industry-leading technology, we help prepare your business by understanding your exposure and advising on actions to safeguard compliance and mitigate risk to operations.

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Why use our Compliance & Risk services?

How we provide Risk & Compliance solutions

What Compliance & Risk services do we provide?

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Our specialists are experienced in the structure, review and analysis of large volumes of data and adept at tailoring a solution to your compliance challenges, allowing you to focus on other areas of your business.

Integrating market-leading compliance risk services with your in-house legal operations allows you to move towards a strategic and agile approach, setting your business up for a responsible, sustainable future.

Compliance risk management helps companies identify risk areas and can assist in negotiations. However, its absence can expose you to activities that can disrupt operations or damage your reputation.

Compliance management delivers many benefits:

Reduces legal issues
Improves operational efficiency and safety
Enhances public relations
Optimises relationships with the regulators
Fosters customer trust

We go beyond regulatory compliance and remediation services to help you manage risk and vulnerabilities, raising the bar for compliance operations. We build resilient programs that help you react to shifting business needs and emerging regulations with complete confidence.

Our risk management services help your business by:

Assessing your Enterprise Risk Management framework
Performing enterprise business level or emerging risk assessment
Analysing the collaboration between risk and compliance functions
Designing and reviewing a risk migration plan

Our legal experts and review teams who can help you with different types of risk or compliance.

Remediation

Compliance processes are resource-intensive and critical to many regulatory requirements such as AML, FATCA, FCPA, Ring-Fencing, etc. Through process review and remediation, we successfully help you address and mitigate regulatory risks. Our solutions leverage technology to proactively identify your unknown risks and manage your Know Your Customer (KYC) obligations.

GDPR

GDPR has completely changed how organizations collect and store personal data. Fines for non-compliance can have a significant financial and reputational impact, but we ensure your business observes the necessary requirements with our GDPR compliance checks.

Regulatory Mapping

Our mapping solutions create regulatory risk management processes to ensure our clients’ obligations are correctly identified and met. These can be mapped to the business area/owner accountability in addition to identifying deadlines or reporting requirements.

Third-Party Review

Our comprehensive solutions enable Know Your Supplier (KYS) checks and the monitoring of relationships with individuals, entities and third parties to identify and mitigate risk. We review sanctions and negative business lists to provide actionable intelligence and ensure you are not exposed to financial penalties.