Compliance and Legal Research Examples

Global Compliance Examples

• Banking Regulations Compliance
  For a bank, tracking the progress of legislation and regulations concerning consumer financing reform, including bill status and industry reaction, and providing bi-weekly reports as well as interim alerts as required.

• Municipal Securities Offerings
  For corporate departments of major securities firms, conducting 50-state “blue sky” surveys in support of municipal securities offerings.

• Web-Based Compliance Database Creation and Maintenance
  For a major global technology company, creation and maintenance of a web-based compliance solution for tracking of corporate, real estate, environmental and tax law filing and reporting obligations.

• 8-K and TARP Compliance Database Creation and Maintenance
  For a bank, creation of a “real-time” database to track and monitor Form 8-K and other TARP related filings made by peer banks with respect to executive compensation disclosure requirements.

• Domestic Relations Orders
  As a subcontractor for a national human relations outsourcing company, processing of thousands of Qualified Domestic Relations Orders (QDROs) for more than 20 Fortune 500 companies.

Legal REsearch Examples

• 50-State Surveys
  For a large retailer expanding into a new service line, created a 50-state survey of pharmacy dispensing requirements.              

• Global Attorney / Client Privilege Research
  For a multi-national equipment company, conducted research on attorney/client privilege rules in 17 Asian and South American countries.       

• Multi-National Telecommunications Research
  For a global manufacturing client, conducted telecommunications regulation compliance research in seven foreign jurisdictions.        

• U.S. and U.K. Research Memoranda
  For a U.S. software design and licensing company, conducted research and compiled U.K. and U.S. security breach notification laws.          

• Professional Liability Insurance Research
  For a major U.S. insurance company, conducted research concerning “claims-made” professional liability policies in all U.S. states.