Legal Database Update

Industry: Financial Services
Client: Online Trading Brokerage

Issue:

Client required assistance in researching and updating their database of laws and regulations pertaining to record-keeping obligations.

Solution:

Mindcrest confirmed the validity and applicability of various record-keeping legal provisions. By reviewing the entire legal authority, Mindcrest identified, captured and confirmed relevant obligations.

Benefits:

  • Rationalization of the interaction between multiple legal provisions
  • Findings were updated to client proprietary work tool
  • Saved client money by eliminating the need to hire local counsel
  • Achieved client quick turnaround requirements